IIA Certified Financial Services Auditor - Banking : IIA-CFSA-BANK

  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Aug 10, 2026   Q&As: 0 Questions and Answers
  • Q & A: 0 Questions and Answers

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IIA IIA-CFSA-BANK Exam Syllabus Topics:
SectionWeightObjectives
Topic 1: Financial Services Auditing25%- Risk assessment and audit planning
  • 1. Internal control evaluation
    • 2. Audit engagement planning
      • 3. Financial services risk identification
        Topic 2: Auditing Financial Services Products25%- Banking products and services
        • 1. Investment and trust services
          • 2. Treasury and cash management
            • 3. Retail banking
              • 4. Commercial lending
                Topic 3: Auditing Financial Services Processes15%- Operational auditing
                • 1. Loan processing
                  • 2. Fraud prevention and detection
                    • 3. Information systems and technology controls
                      • 4. Deposit operations
                        Topic 4: Regulatory Environment15%- Banking regulations and compliance
                        • 1. Consumer protection regulations
                          • 2. Capital adequacy and risk management requirements
                            • 3. Anti-money laundering requirements
                              • 4. Regulatory agencies and oversight
                                Topic 5: Banking Discipline20%- Banking-specific knowledge
                                • 1. Asset and liability management
                                  • 2. Interest rate risk
                                    • 3. Credit risk management
                                      • 4. Capital management
                                        • 5. Liquidity risk
                                          • 6. Bank governance and regulatory expectations

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