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| Section | Weight | Objectives |
|---|---|---|
| Understanding Risks and Methods of Financial Crime | 30% | - Financial Crime Risks related to gaming and gambling - Financial Crime Risks related to real estate - Financial Crime Risks related to gatekeepers - Financial Crime Risks related to MSBs, PSPs, and ecommerce platforms - Financial Crime Risks related to VASPs, cryptoassets, and related products - Financial Crime Risks related to products within other financial sectors - Financial Crime Risks related to insurance products - Financial Crime Risks related to trusts and company service providers - Financial Crime Risks related to Politically Exposed Persons (PEPs) and high-risk customers |
| Building an AFC Compliance Program | ||
| Tools and Technologies to Fight Financial Crime | ||
| Global AFC Frameworks, Governance and Regulations | - AML Regulatory Framework (Elective options: Canada, EU, UK, USA) |
一項執法行動指控稱,在兩個月內的多個交易日內,被告在一個電子交易平台上進行了一系列銅、黃金、原油和天然氣期貨交易。其中一名被告一再以低價從另一名被告手中買入期貨合約,然後立即以更高的價格賣出。結果,儘管雙方未平倉頭寸均未發生變化,但其中一名被告實際上賺取了與另一名被告損失相同的金額。
這種類型的名稱是什麼?
洗錢活動會對社會和經濟產生影響,尤其是在發展中國家。一個國家洗錢活動規模大可能:(選兩項)
下列哪些潛在可疑活動的指標通常與高風險商業領域和結構(例如空殼公司)相關? (選擇三項。)
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貿易對手方在以貿易為基礎的洗錢活動中可能存在的風險指標包括:(選擇三項。)
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銀行發現帳戶間有重複轉賬,且這些轉帳沒有明顯的經濟目的。這最符合洗錢的哪個階段?
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